Compliance Associate - София

Описание

For more than 15 years Easy Consult has been a trusted partner for domestic and international clients, delivering tailor made HR solutions and consulting. Striving to be a market leader we are always on the look for the latest trends, staying true to our mission of building long lasting relationships with our clients, candidates, and employees.

On behalf of one of our client, a leading provider of online foreign exchange (forex) trading, CFD trading, spread betting and related services, we are currently looking for a Compliance Associate to join their team.

The Compliance Associate, Regulatory Research and Development (RRD) falls under the Advisory function within the Compliance Department and is required to develop a comprehensive understanding of financial regulations and their application to the Firm`s business. The individual works with internal stakeholders from all departments to provide regulatory guidance and to advise on compliant processes.

Principal Duties & Responsibilities:

• Staying abreast of the regulatory environment and expectations;
• Analysis of incoming regulations and support implementation;
• Administering a number of key compliance responsibilities, including but not limited to new regulated entity application process, regulatory research, regulatory notifications;
• Supporting the Compliance Advisory (RRD) Vice President in the continual evaluation and implementation of relevant Compliance policies, procedures and processes;
• Drafting of written policies and procedures;
• Conducting gap analysis of policies and procedures and assist with the remediation of noted deficiencies;
• Handling external requests for information from regulatory bodies/external stakeholders;
• Assisting in projects that have regulatory implications and covering Compliance questions by project stakeholders.

Requirements:

• 1-3 years of compliance or related legal experience;
• A degree in Law, Finance, Business or related field;
• Fluent English;
• Good technical skills;
• Experience with Share Point, Salesforce is a plus;
• Demonstrable track record in designing and implementing procedures in a timely, pragmatic and collaborative way;
• Knowledge of the EU regulatory framework (including MiFID II); ASIC and FSCA knowledge;
• Ability to work unsupervised;
• Ability to prioritize in a fast moving, constantly changing environment;
• Effective communicator;
• Good organizational skills and ability to meet strict deadlines;
• High level of accuracy/attention to detail - quality output;
• Interpersonal skills;
• Maintains and promotes high ethical standards by demonstrating honesty, integrity, professionalism and fair dealing at all times internally and externally, promoting and enhancing the good reputation of the Firm;
• Fluent Spanish or Italian is a great plus.

The company offers:

• Additional health insurance;
• Multisport card;
• Teambuildings;
• Professional development;
• Intercompany Trainings;
• Refer a friend Bonus.

If this opportunity sounds appealing and fitting for you and your future career development, don’t hesitate and apply. Send us your CV in English and we will contact the shortlisted candidates as soon as possible.

And if this job is not suitable for you, but you know a person who is a perfect match with the requirements listed, please share the link or recommend your friend.

Our services are free of charge for candidates.

All applications will be treated in strict confidentiality. Easy Consult Recruitment and Employment activities are based on a Recruitment license № 2339/ 30.08.2017.

Изисквания към кандидата

Езикови познания:
Английски език

Трудов опит:
С професионален опит от 1 - 3г.

Образование:
Бакалавър

Ние предлагаме

Вид заетост:
Пълен работен ден

Срок на заетост:
Постоянна

Договор:

Ниво в йерархията:

Категория:

Финанси

Държава:

България

Населено място:

Гр. София

Адрес:

Sofiya; Mladost 4; Business Park, building 15

Дата:

18.06.2021

Организация:

Easy Consult
Агенция за подбор на персонал

Детайли за организацията:

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